Rules for Linking to and Delinking from an Advisor or Multiple Hedge Fund

If your account is linked to an Advisor-managed or Multiple Hedge Fund Investment Manager-managed account, you may decide to delink that account and/or link to a different Advisor or Investment Manager (relink). Before doing so, familiarize yourself with the following restrictions on linking and relinking.

Restrictions

• Trading Sub accounts cannot be delinked or relinked.
• Proprietary Accounts for Broker-Dealers cannot be delinked or relinked.
• Client accounts with Money Manager-attached accounts cannot be delinked or relinked.
• Client accounts with a UKL segment cannot relink to a Financial Advisor without a UKL segment.
• Client accounts cannot relink from a Financial Advisor or Friends and Family Advisor to a Hedge Fund.
• Only Fund accounts can be relinked from a Multiple Fund Investment Manager to another Multiple Fund Investment Manager.
• When delinking accounts from or relinking accounts to a Financial Advisor, you can delink or relink all accounts or one or more accounts.
• Partitioned accounts cannot be delinked or relinked.
• Hedge Fund clients of a Multiple Hedge Fund account cannot be delinked.